Why Bank Locally if you Don't Hire Locally?
Our Expertise
We develop customized audit and compliance schedules with each client based on risk. Clients may select from a list of services with up-front costs disclosed. Many new clients find our prices to be more than competitive. Our audit coverage goes well beyond our competitors. Before you select a service provider, compare our scope of coverage. We have been in business for more than 16 years serving the southwest in the hardest regulatory environments.
Audit
Audit
Internal Audit
Operations Audit
State Requirements
IT Audit/Pen Tests
GLBA Social Engineering
Trust Audit
HR Audit
Compliance
Compliance
ACH
Compliance Audit or Consulting Services
BSA/MRB/HEMP Banking
Fair Lending Self Assessment
Training & Compliance Support
Safe ACT
Policy, Procedure, and Tool Development
Risk Assessment
Lending
Lending
Loan Review
ALLL Analysis/CECL
Credit Analysis
Financial Spreads
Quality Control Review
Special Services
How you can leverage our firm
Special Services
Due Diligence
CMS Development
Policy and Procedure Development
Management Study
Department Analysis
Workflow Optimization
Social Engineering
Risk Assessment
Vendor Management and RA
Outsourced IT
Do you need additional compliance staff?
We work with your staff to perform monthly or quarterly monitoring to alleviate the burden on your compliance department for far less than hiring another staff member. Plus, our staff are experts in all areas.
Do you need help completing an audit schedule?
We can share the workload with monthly, quarterly, or annual reviews.
Do you need help training your new internal audit or compliance staff?
We offer side-by-side training to get your staff up to speed. We can developed audit plans, programs, and scopes.
Why Hire Us?
Our firm only provides services to financial institutions in the banking industry. We are professionals with one focus to help your institution succeed!
We develop, author, and utilize our own compliance and audit programs. Why select a provider without the knowledge base to develop their own audit programs?
Audit Services
Compliance Services
Accounting Department Review
Accounts Payable
ACH
Asset Liability Management
ATMs, Safety and Lighting, and ADA Each
Bank Controlled Accounts
BOD Management Supervision
Branch Review
Call Report
Collections or Cash Items
Collections Department
Commercial Real Estate (CRE)
Debit Cards, Prepaid, Payroll NEW
Deposit Department Review
Deposit Operations
Due Diligence
Due From or Correspondent Act
Dormant Accounts
Electronic Banking
Employee Account Review
Finance Department Review
Financial Review
FDICIA Preparation
Garnishment, Reclamation, and Escheatment
General Ledger
GLBA Call NEW
GLBA Email NEW
GLBA Fax NEW
GLBA Physical
High Level Control Review
Insurance Risk Management
Interest Rate Risk
Investment Portfolio
IT Audit
Instant Issue Debit Cards
Loan Department Review
Loan Operations
Management Analysis
Merchant Capture and RDC
Merchant, RDC, Mobile NEW
Mortgage Operations
NDIP: Non Deposit Investment Products
Overdraft Clearing Review
Overdraft Practices Review NEW
Payroll
Penetration Testing
Personnel/Human Resources
Prepaid
Proof and Branch Capture
Remote Deposit Capture: Merchant/Mobile
P2P/POP
Quality Control Review
Record Retention
Retail Lending
Risk Management
Security and Alarms
Strategic Planning
Supervisory Committee Audit
Surprise Cash Audit(s)
Trust and Investment Review
Vendor Management Review
Wire Transfer and Operations
Children’s Online Privacy Protection Act
Consumer Leasing Act
Equal Credit Opportunity Act
Expedited Funds Availability Act
Electronic Funds Transfer Act
Electronic Signature in Global and National Commerce Act
Fair Credit Reporting Act
Fair Housing Act
Garnishment of Accounts Containing Federal Benefits
Home Mortgage Disclosure Act
Homeowners Protection Act
Military Lending Act
NCUA Federal Insurance for Share up to $250,000
Privacy of Consumer Financial Information
Real Estate Settlement Act
Secure and Fair Enforcement of Mortgage Licensing Act
Servicemembers Civil Relief Act
Small Dollar Lending and Payday Loan Alternatives
Truth in Lending Act
Truth in Savings Act
Unfair, Deceptive, or Abusive Acts or Practices
Adult Protective Services Act (27-7-30) Elder Abuse
Bank Secrecy Act/AML/OFAC/CIP/BOF
CAN-SPAM Act: Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2003
Consumer Insurance Disclosures
Department of Defense rules for certain loans to Servicemembers
Gramm-Leach Bliley Act
FACT Act Identity Theft Red Flags
Fair Debt Collection Practices Act
Flood Disaster Protection Act
Homeownership counseling notice requirements
NM FID Section 58-11-3(C) NMSA 1978
NM Home Loan Protection Act
Regulation GG: Prohibition of Unlawful Internet Gambling
Regulation FF: Obtaining and using medical information in connection with credit
Regulation II debit card interchange fees and routing
Right to Financial Privacy
Telephone Protection Act